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Sub-category: Laws and Regulations

Description
Regulation on offers of securities-CMA-Mar 2018 Download
Licensing and registration regulation-CMA-2017 Download
Account segregation-Custody services-CMA-2017 Download
Qualifications for managerial tasks related to securities-CMA-2016 Download
Code of Conduct for Securities Markets-CMA-2016 Download
Code of Conduct for Businesses Dealing in Securities-CMA-2016 Download
Price Manipulation-CMA-2016 Download
Role of the Capital Markets Authority-CMA-2015 Download
Listing Regulation-CMA-2015 Download
Regulation on offers of securities-CMA-2015 Download
Collective Invest Schemes-CMA-2015 Download
Decisions of the Capital Markets Authority 2013-2014-ABL Download
Sale of Financial Instruments upon Court Ruling-BSE Circular 364-2012 Download
Capital Markets Law 161-2011 Download
The Stock Exchange’s Trading Manual-2009 Download
E-Trading-BSE Circular 259-2008 Download
Remote Trading-BSE Circular 238-2006 Download
Establishment of Midclear as Central Depository-Law No 139-1999 Download
By-laws of the Stock Exchange Download
The Stock Exchange's Law Download
Crowdfunding (Arabic) Download
Disclosure by Joint Stock Companies and Collective Investment Schemes (Arabic) Download
Disclosure Policy Download
Internal Audit (Arabic) Download
Compliance (Arabic) Download
Forbidding the Exploitation of Information (Arabic) Download
Licensing Documents (Arabic) Download
Organization of Missions (Arabic) Download
Providing the Control Unit with Required Documents & Appendix (Arabic) Download
Brokerage Firms Business (Arabic) Download
Collective Investment Schemes (Arabic) Download
Assets Securitization (Arabic) Download
Financial Tools and Products (Arabic) Download
Islamic Collective Investment Schemes (Arabic) Download
Market Conduct Regulation Download
Licensing & Registration Regulation Download
Regulations Glossary Download
Business Conduct Regulation Download
Know Your Customer Sample (Arabic) Download
System of Operations on Derivatives (Arabic) Download
Glossary of Regulations 2 Download
Rules and Procedures-Midclear Download
Mandated Controllers (Arabic) Download
Forbidding Opportunism-Law 160 (Arabic) Download
Sequence of Operations in Midclear Download
documents needed when applying to be listed Download