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Sub-category: Laws and Regulations

Description
Regulation on Offers of Securities-Mar. 2018-CMA (Arabic) Download
Licensing and Registration Regulation 2017 CMA Download
Account Segregation-Custody Services-2017-CMA (Arabic) Download
Qualifications for Managerial Tasks Related to Securities 2016 CMA (Arabic) Download
Code of Conduct for Securities Markets-CMA-2016 Download
Code of Conduct for Businesses Dealing in Securities-2016-CMA (Arabic) Download
Price Manipulation-2016-CMA (Arabic) Download
Role of the Capital Markets Authority -2015-CMA Download
Listing Regulation -2015- CMA Download
Regulation on Offers of Securities 2015 CMA Download
Collective Investment Schemes 2015 CMA Download
Decisions of the Capital Markets Authority 2013-2014 ABL (Arabic) Download
Sale of Financial Instruments Upon Court Rulings-BSE Circular 364-2012 (Arabic) Download
Capital Markets Law 161-2011 Download
The Stock Exchange’s Trading Manual-2009 Download
E-Trading-BSE Circular 259-2008 (Arabic) Download
Remote Trading-BSE Circular 238-2006 (Arabic) Download
Establishment of Midclear as Central Depository-Law No 139-1999 Download
By-laws of the Stock Exchange 1995 Download
The Stock Exchange’s Law 1983 Download
Crowdfunding (Arabic) Download
Disclosure by Joint Stock Companies and Collective Investment Schemes (Arabic) Download
Disclosure Policy-CMA (Arabic) Download
Internal Audit-CMA (Arabic) Download
Compliance-CMA (Arabic) Download
Prohibition of the Exploitation of Information-CMA (Arabic) Download
Licensing Documents-CMA (Arabic) Download
Organization of Missions-CMA (Arabic) Download
Providing the Control Unit with Required Documents and Appendix-CMA (Arabic) Download
Brokerage Firms Business-CMA (Arabic) Download
Collective Investment Schemes –CMA (Arabic) Download
Assets Securitization-CMA (Arabic) Download
Financial Tools and Products-CMA (Arabic) Download
Islamic Collective Investment Schemes-CMA (Arabic) Download
Market Conduct Regulation 2015 CMA Download
Licensing & Registration Regulation Download
Regulations Glossary 2015 CMA Download
Business Conduct Regulation 2015 CMA Download
Know Your Customer Sample 2015 CMA (Arabic) Download
System of Operations on Derivatives CMA (Arabic) Download
Glossary of Regulations-Draft 2- 2015 CMA Download
Rules and Procedures-Midclear Download
Mandated Controllers (Arabic) Download
Prohibition of Opportunism-Law 160 (Arabic) Download
Sequence of Operations in Midclear Download
Documents Needed When Applying to be Listed Download